Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

…

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 8.1 Introduction

DTR 4.3A Reports on payments to governments

LR 1.5 Standard and Premium Listing

COLL 7.2 Suspension and restart of dealings

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 15.5 Negative scope/exclusions

LR 13.3 Contents of all circulars

PERG 4.16 Mortgage activities

LR 19.2 Requirements for listing

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 12.3 EEA UCITS management companies

PERG 5.1 Application and purpose

PERG 5.11 Other aspects of exclusions

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 15.2 General

PERG 8.2 Introduction

BIPRU 11.4 Technical criteria on disclosure: General criteria