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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors