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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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SUP 11.5 Notifications by firms

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

CONC App 1.2 Total charge for credit rules for other agreements

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

IPRU-INV 5.2 General requirement

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 2.1 Application and purpose

EG 19.32 The Payment Accounts Regulations 2015

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

LR 9.4 Documents requiring prior approval

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]