Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 11.6 Responsible lending and financing

FEES 13.1 Application and purpose

EG 16.2 Disapplication orders

EG 7.6 Private warnings

PERG 13.7 The territorial application of MiFID [deleted]

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

SUP 18.4 Friendly Society transfers and amalgamations

SUP 15.14 Notifications under the Payment Services Regulations

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

BIPRU 3.2 The central principles of the standardised approach to credit risk

COLL 12.2 UK UCITS management companies

REC 6.5 FCA decision on recognition

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]