Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 3A.2 The fair, clear and not misleading rules

COLL 9.1 Application and general information

PERG 8.8 Having an effect in the United Kingdom

INSPRU 1.2 Mathematical reserves

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

COLL 6.6A Duties of AFMs in relation to UCITS schemes

COLL 9.4 Facilities in the United Kingdom

SYSC 14.1 Application

MCOB 3A.5 MCD financial promotions

REC 5.1 Introduction and legal background

DEPP 6.1 Introduction

DEPP 2.1 Statutory notices

MCOB 4A.2 Adequate explanations

COBS 20.4 Communications with with-profits policyholders

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

EG 9.4 Prohibition orders against exempt persons and members of professional firms

REC 6.8 Powers to supervise

REC 3.24 Transfers of ownership

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures