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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

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MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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Similar To

SYSC 22.6 Giving and updating references: additional rules and guidance

CASS 9.3 Prime brokerage agreement disclosure annex

MCOB 10.3 Formula and assumptions for calculating the APR

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

LR 8.1 Application

SYSC 13.3 Other related Handbook sections

EG 3.3 Reports by skilled persons (section 166)

DEPP 8.5 Effects of a breach of condition or time limitation

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 4.12 Search and seizure powers

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]