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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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IPRU-INV 12 App 1 Terms

As Published: 2017

IPRU-INV 12 App 1 Terms

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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REC 6.5 FCA decision on recognition

CONC 6.8 Post contract business practices: credit brokers

EG 11.4 Determining the amount of restitution

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

SUP 4.4 Appropriate actuaries

EG 16.4 The effect of a disapplication order

ICOBS 5.1 General

SUP 16.19 Immigration Act compliance reporting

COBS 18.6 Lloyd's

COBS 3.1 Application

COBS 16.2 Occasional reporting

MAR 1.1 Application and interpretation

EG 14.2 Choice of powers