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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

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PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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