Search Result

841 - 860 of 1560 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

As Published: 2016

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight