Search Result

621 - 640 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

SYSC 4.8

As Published: 2015

SYSC 4.8

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

DTR 3.1

As Published: 2005

DTR 3.1

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule