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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SUP 15.8 Notification in respect of particular products and services

REC 2A.4 Power and procedure for RAP penalties and censures

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DTR 8.4 Continuing obligations

GENPRU 3.1 Application

TC App 6.1 Accredited bodies

SUP 2.4 'Mystery shopping'

SYSC 18.1 Application and purpose

EG 10.1 Introduction

MAR 5.6 Reporting requirements

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]