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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

FEES App 1 Annex 2 Further information on fees

As Published: 2019

FEES App 1 Annex 2 Further information on fees

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator