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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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PERG 5.14 Exemptions

CASS 7.10 Application and purpose

LR 9.6 Notifications

SYSC 5.1 Skills, knowledge and expertise

ICOBS 5.1 General

ICOBS 5.3 Advised sales

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CONC App 1.1 Total charge for credit rules for certain agreements secured on land

SUP 16.4 Annual controllers report

PERG 15.4 Small payment institutions, agents and exempt bodies