Search Result

381 - 400 of 1596 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers