Search Result

381 - 400 of 1578 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COND 1.1A Application

As Published: 2013

COND 1.1A Application

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

MCOB 13.4A Data sharing with other charge holders

As Published: 2015

MCOB 13.4A Data sharing with other charge holders

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

As Published: 2016

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

SYSC 4.7

As Published: 2015

SYSC 4.7

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts