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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline