Search Result

321 - 340 of 1368 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

APER 1.1A Application

As Published: 2015

APER 1.1A Application

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion