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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative