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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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EG 19.10 Enterprise Act 2002

DEPP 1.2 Introduction to statutory notices

LR 8.6 Criteria for approval as a sponsor

APER 4.4 Statement of Principle 4

RCB 3.2 Annual confirmations of compliance and asset pool monitor

FIT 2.2 Competence and capability

SYSC 19C.1 General application and purpose

PERG 13.6 CRD IV [deleted]

COCON 3.1 General factors for assessing compliance

DEPP 8.1 Introduction

TC 2.1 Assessing and maintaining competence

CASS 6.1 Application

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]