Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 11.4 Requirements on firms

EG 2.1 Case selection and the use of enforcement powers

COBS 12.4 Investment recommendations

COLL 6.6B UCITS depositaries

FEES 9.2 PSR fees

PERG 4.5 Arranging regulated mortgage contracts

SUP 16.1 Application

DTR 5.6 Disclosures by issuers

LR 13.2 Approval of circulars

REC 3.13 Delegation of relevant functions

COND 1.3 General

FEES 1.1 Application and Purpose

REC 4.2 The supervisory relationship with UK recognised bodies

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

LR 9.4 Documents requiring prior approval

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SYSC 1.4 Application of SYSC 11 to 28A

PERG 7.7 Post-certification issues

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator