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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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Similar To

EG 3.10 Liaison where other authorities have an interest

EG 2.12 Co-operation

LR 4.4 Miscellaneous

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

APER 4.4 Statement of Principle 4

SYSC 22.5 Giving references: additional rules and guidance for all firms

PERG 8.4 Invitation or inducement

REC 4.4 Complaints

DEPP 6.7 Discount for early settlement

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 11.8 Changes in the circumstances of existing controllers

SUP App 3.6 Freedom to provide services

SUP 4.2 Purpose

DTR 1C.2 Modifying rules and consulting the FCA

DEPP 2.3 Decision notices and second supervisory notices

COLL 6.12 Risk management policy and risk measurement

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 15.13 Notification by CBTL firms