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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002