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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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SUP 11.5 Notifications by firms

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

MAR 6.2 Purpose

COLL 6.13 Record keeping

SUP 6.2 Introduction

SUP 6.5 Ending authorisation

SUP 10C.11 Statements of responsibilities

SUP 16.17 Remuneration reporting [deleted]

INSPRU 8.2 Special provisions for Lloyd's

SUP 11.4 Requirements on firms

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MAR 1.6 Manipulating transactions

SYSC 19D.1 Application and purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 6.6 Supervision

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 6.2 Dealing

REC 3.26 Proposals to make regulatory provision