Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 4.2 Pre-sale notifications

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

SUP 6.4 Applications for cancellation of permission

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

GEN 2.2 Interpreting the Handbook

MAR 10.4 Position reporting

LR 12.5 Purchase of own securities other than equity shares

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 5.5 Duties of firms

REC 3.14A Operation of a trading venue

MAR 10.2 Position limit requirements

REC 2.14 Rules and consultation

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

LR 15.3 Listing applications and procedures

PERG 2.7 Activities: a broad outline

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 19.2 Requirements for listing

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary