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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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EG 7.1 The FCA’s use of sanctions

SUP App 2.7 Capital resources below the level of individual capital guidance

FEES 5.1 Application and Purpose

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

CASS 7.10 Application and purpose

SUP 10A.9 Significant management functions [deleted]

REC 4.2F Information gathering power on FCA’s own initiative

REC 2.5 Systems and controls, algorithmic trading and conflicts

ICOBS 6.1 Providing product information to customers: general

BIPRU 12.2 Adequacy of liquidity resources

FEES 3.1 Introduction

SUP App 3.6 Freedom to provide services

MAR 5.6 Reporting requirements

PRIN 2.1 The Principles

LR 13.8 Other circulars

LR 14.3 Continuing obligations

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 4.11 Link between activities and the United Kingdom

REC 2.13 Promotion and maintenance of standards