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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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