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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval