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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

…

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EG 10.4 Other relevant powers

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 4.6 The section 296 power to give directions

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

COLL 8.1 Introduction

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SYSC 4.1 General requirements

SUP 10A.10 Customer-dealing functions

REC 3.15 Suspension of services and inability to operate facilities

COND 1.1A Application

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

COCON 2.3 Firms: training and breaches

PERG 4.14 Mortgage activities carried on by professional firms

CASS 6.4 Use of safe custody assets

REC 2.4A Management body

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

CREDS 8.3 Approved persons

PERG 8.21 Company statements, announcements and briefings

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses