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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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Similar To

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 4.13 Preliminary findings letters and preliminary investigation reports

CASS 7A.3 Secondary pooling events

SUP 10A.14 Changes to an FCA-approved person's details

SUP 4.2 Purpose

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SUP 5.6 Confidential information and privilege

MCOB 5.6 Content of illustrations

SUP 4.5 Provisions applicable to all actuaries

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 3.3 Reports by skilled persons (section 166)

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 16.3 General provisions on reporting

CASS 7A.2 Primary pooling events

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES App 1.1 Introduction

EG 7.1 The FCA’s use of sanctions

INSPRU 3.2 Derivatives in insurance

REC 2.14 Rules and consultation

REC 3.2 Form and method of notification