Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 18.2 Requirements for listing

CASS 7.11 Treatment of client money

SYSC 4.4 Apportionment of responsibilities

EG 3.3 Reports by skilled persons (section 166)

MCOB 4.4A Initial disclosure requirements

SYSC 18.3 Internal arrangements

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

RCB 3.2 Annual confirmations of compliance and asset pool monitor

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

DISP 1.10 Complaints reporting rules

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 16.2 Disapplication orders