Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

…

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

…

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

…

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 8.5 Supervision of primary information providers

COLL 4.3 Approvals and notifications

MAR 8.3 Requirements for benchmark administrators [deleted]

COCON 4.2 Specific guidance on senior manager conduct rules

COLL 4.4 Meetings of Unitholders and service of notices

CASS 7.13 Segregation of client money

SUP 15.13 Notification by CBTL firms

SYSC 1.4 Application of SYSC 11 to 28A

PERG 8.21 Company statements, announcements and briefings

LR 15.4 Continuing obligations

BIPRU 12.8 Cross-border and intra-group management of liquidity

BIPRU 2.2 Internal capital adequacy standards

BIPRU 12.2 Adequacy of liquidity resources

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration