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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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Similar To

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

SUP 1A.4 Tools of supervision

PRIN 1.1 Application and purpose

SUP 15.8 Notification in respect of particular products and services

SYSC 3.2 Areas covered by systems and controls

EG 15.4 Disqualification under section 249 or section 261K

SYSC 4.8

PERG 2.8 Exclusions applicable to particular regulated activities

EG 4.13 Preliminary findings letters and preliminary investigation reports

SUP 5.3 Policy on the use of skilled persons

MCOB 1.3 General application: where?