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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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