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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

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SYSC 7.1 Risk control

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

CASS 6.2 Holding of client assets

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SYSC 4.7

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

MCOB 9.4 Content of illustrations

EG 7.1 The FCA’s use of sanctions

PERG 4.11 Link between activities and the United Kingdom

SUP 5.5 Duties of firms

DEPP 6.7 Discount for early settlement

COLL 6.12 Risk management policy and risk measurement

DTR 8.5 Supervision of primary information providers

EG 2.1 Case selection and the use of enforcement powers

REC 2.3 Financial resources

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

EG 20.1 Introduction

SUP 15.14 Notifications under the Payment Services Regulations