Search Result

261 - 280 of 1303 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions