Search Result

941 - 960 of 1582 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

IPRU-INV 14 App 1 Interpretation

As Published: 2019

IPRU-INV 14 App 1 Interpretation

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

COBS 13.6 Preparing product information: adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: adviser and consultancy charges

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral