Search Result

361 - 380 of 1522 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees