Search Result

361 - 380 of 664 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

LR 16.2 [deleted]

As Published: 2010

LR 16.2 [deleted]

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars