Search Result

341 - 360 of 1587 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund