Search Result

301 - 320 of 1250 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

APER 1.1A Application

As Published: 2015

APER 1.1A Application

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

LR 17.1 Application

As Published: 2005

LR 17.1 Application

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms