Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

…

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 13.1 Introduction

MCOB 5.4 Information on regulated mortgage contracts: general

SUP 10A.9 Significant management functions [deleted]

CONC 2.5 Conduct of business: credit broking

COND 2.4 Appropriate resources

EG 2.9 FCA guidance and supporting materials

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

COLL 12.3 EEA UCITS management companies

RCB 4.2 Enforcement powers and penalties

COND 1.3 General

DISP 1.1A Complaints handling requirements for MiFID complaints

MAR 10.4 Position reporting

EG 12.1 The FCA’s general approach

GEN 6.1 Payment of financial penalties

PERG 2.6 Specified investments: a broad outline

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SUP 18.2 Insurance business transfers