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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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Similar To

SUP 15.9 Notifications by members of financial conglomerates

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

RCB 2.1 Application and purpose of chapter

SYSC 13.9 Outsourcing

DTR 2.7 Dealing with rumours

DTR 1.3 Information gathering and publication

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

LR 13.6 Related party circulars

PERG 16.2 What types of funds and businesses are caught?

MCOB 2.5 Reliance on others

DTR 1A.4 Fees

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

REC 6.3 Recognition requirements

PERG 2.5 Investments and activities: general

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

PERG 12.1 Background