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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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