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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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