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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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LR 1.5 Standard and Premium Listing

FEES 9.2 PSR fees

SYSC 4.6

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

PERG 16.4 Acting as a depositary of an AIF

LR 10.4 Class 2 requirements

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COND 2.2 Location of offices

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]