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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

As Published: 2016

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 12.4 The application of requirements which implemented EU directives

PERG 5.14 Exemptions

COLL 6.9 Independence, names and UCITS business restrictions

COND 1.2 Purpose

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

PERG 10.4A The application of requirements which implemented EU directives

REC 3.1 Application and purpose

PERG 7.1 Application and purpose

MIPRU 4.4 Calculation of capital resources

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products