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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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EG 19.6 Regulated Activities Order 2001 (RAO)

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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DISP 1.1 Purpose and application

SYSC 4.5

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CREDS 2.2 General provisions

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 5.4 The business test

COND 2.2 Location of offices

DEPP 5.1 Settlement decision makers

LR 8.6 Criteria for approval as a sponsor