Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 1C.1 Application and purpose (Primary information providers)

SYSC 12.1 Application

SUP 15.6 Inaccurate, false or misleading information

DEPP 6.5 Determining the appropriate level of financial penalty

REC 1.2 Purpose, status and quotations, notes or references

PERG 8.14 Other financial promotions

SYSC 19A.3 Remuneration principles for IFPRU investment firms

EG 19.1 Introduction

SUP 10A.9 Significant management functions [deleted]

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

DEPP 6.5D Serious financial hardship

SUP 3.1 Application

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

EG 9.1 Introduction