Search Result

61 - 80 of 1472 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities