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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

COCON 1.2 Investments

BIPRU 5.4 Financial collateral

REC 6.2 Applications

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

MAR 5.10 Operation of an SME growth market

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 4.5 Provisions applicable to all actuaries

SUP 10C.9 Minimising overlap with the PRA approved persons regime

ICOBS 6.1 Providing product information to customers: general

RCB 2.2 Applying for registration

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

MCOB 5A.6 Other information

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COLL 5.5 Cash, borrowing, lending and other provisions

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

SUP 16.11 Product Sales Data Reporting

SUP 5.5 Duties of firms

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013